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PMAA Regulatory Report - DOT - March 3, 2010

Subject: U.S. DOT Motor Carrier Safety Rating Program
Issue: Regulatory Changes to DOT Safety Rating Program Under CSA 2010 Initiative
Date: March 3, 2010
PMAA Contact: Mark S. Morgan, Regulatory Counsel - mmorgan@pmaa.org 
 
EXECUTIVE SUMMARY – The U.S. DOT is preparing to finalize a new system for determining motor carrier safety ratings. The new program, known as Comprehensive System Analysis (CSA 2010), replaces the current SafeStat data collection system. CSA 2010 collects a more comprehensive array of motor carrier data for use in determining safety ratings than the current SafeStat system and incorporates new early intervention enforcement tools such as warning letters to reduce the incidence of unsafe operation and accidents involving motor vehicle transports. CSA 2010 does not impose any new compliance obligations. However, petroleum transporters must monitor and manage their transportation safety program much more carefully to prevent a downgrade in motor carrier safety ratings. The CSA 2010 program launch date has not been announced but is expected to occur between July and December of 2010.

U.S. DOT to Roll Out New Motor Carrier Safety Rating Program by Year’s End

The U.S. DOT’s Federal Motor Carrier Safety Administration (FMCSA) is preparing to roll out its new motor carrier safety rating program sometime during the second half of 2010. The new program imposes no new compliance obligations on petroleum marketers but changes the way the DOT determines motor carrier safety ratings. Many petroleum marketers are hearing about the new program now due to an advance outreach effort by the DOT. The new program called CSA 2010 will replace the current SafeStat motor carrier safety rating. All interstate and intrastate petroleum transporters are subject to the FMCSA motor carrier safety rating program. Under the current SafeStat system, data is taken from roadside inspections and used to target motor carriers for DOT safety compliance audits. In turn, the safety compliance audits are used to determine motor carrier safety ratings. These safety ratings are important to petroleum marketers because they determine operating authority and are used by insurance companies to set premiums for trucking operations. The CSA 2010 introduces a more comprehensive safety rating system based on a wider range of ongoing data from roadside inspections and driver safety violations collected continuously over a three year period.

I. New CSA 2010 Program Introduces Changes to Safety Rating in Three Areas

  • More Comprehensive Safety Management Data Collection System

Safety data is collected from road side inspections rather than from safety compliance audits giving a more comprehensive safety profile of motor carriers and drivers in real time. Information from roadside inspections is collected in a central database for immediate evaluation. The safety measurement data system pinpoints the source of safety problems and identifies high risk behavior in real time.

  • New Enforcement Process

New enforcement process employs early intervention tools to motor carriers when collected data reveals unsafe performance. Enforcement interventions (a combination of corrective actions and compliance assistance) match the level of safety risk of the violation and range from initial warning letters to on-site inspections or out of service orders. The more violations that occur, the greater the degree of enforcement intervention.

  • Change in Safety Data Evaluation:

Larger number of motor carriers will be evaluated in real time with safety ratings updated continuously based on new safety data from roadside inspections and driver performance. Violations will, for the first time, be weighted based on safety risk. Driver violations will be directly monitored and factored into carrier safety ratings for the first time (only those violations occurring during employment with the carrier).

II. Side by Side Comparison of How Safety is Measured Under Current and New Safety Rating Systems
 

 

CURRENT “SAFESTAT” SAFETY MEASUREMENT SYSTEM

 

 

 

NEW CMS 2010 “SMS” SAFETY MEASURMENT SYSTEM

1. Organized around four broad safety evaluation categories: accidents, drivers, vehicles, safety performance management.

 

1. Organized around seven specific safety performance categories: unsafe driving, fatigued driving, driver fitness, drug and alcohol requirements, accidents, vehicle maintenance and cargo related violations (spills, unsafe handling, etc).

2. Data is used to identify carriers who must undergo a safety compliance review based on past safety violations.

2. Data is used to identify safety problems in real time, determine where to focus safety investigation and set motor carrier safety rating.

3.  Uses only out of service and traffic violations identified through roadside inspections to determine need for compliance audit.

3.  Uses all safety based roadside inspection violations to determine safety rating.

4. Has little to no impact on actual safety rating. Only identifies carriers that are targeted for a compliance review. Safety data from the compliance review then determines the motor carrier safety rating.

4. Used to determine safety fitness rating based on carrier’s current on-road safety performance.

5. Violations not weighted based on safety risk

5. Violations are weighted in relation to the risk of an accident.

6. Assesses performance of carriers only when determining carrier safety rating.

6. Assesses performance of drivers and carriers when determining carrier safety rating


III. Steps Petroleum Transporters Can Take to Prepare for CSA 2010

  1. Understand the new Safety Measurement System methodology (under green column above).

  2. Understand the following Behavior Analysis and Safety Improvement Categories (B.A.S.I.C.S) that affect motor carrier safety ratings: unsafe driving (speeding, driving on an invalid or expired CDL, etc), fatigued driving (HOS violation), drug and alcohol (use or possession), vehicle maintenance (faulty lights, brakes, etc), cargo related (improper load, handling, marking etc), accident history.

  3. Educate drivers about their driving records and how their performance affects their driving records and the safety assessment of the carrier. Emphasize that every roadside inspection and violation counts towards the motor carrier safety rating.

  4. Ensure your U.S. DOT Number (MCS-150 Form) is up to date. The MCS-150 form and instruction can be downloaded at: http://www.fmcsa.dot.gov/registration-licensing/print-forms/print-forms.htm.

  5. Review roadside inspection, violation and accident history for the past two years to identify areas for improvement. These records can be viewed at http://ai.fmcsa.dot.gov.

  6. Keep detailed records of all roadside inspection results, and driver violations as evidence to contest improper safety rating determinations.

  7. Make any necessary safety performance improvements now.

  8. Sign up for CSA 2010 e-mail updates at http://csa2010.fmcsa.dot.gov/Stay_Connected.aspx

  9. Visit the CSA 2010 website for a variety of fact sheets, tutorials and PowerPoint presentations on the new safety rating program at http://csa2010.fmcsa.dot.gov.

  10. Visit http://csa2010.fmcsa.dot.gov/yourrole/motorcarriers.aspx and click on “Frequently Asked Questions”. Check the box next to “Motor Carrier” for a comprehensive list of questions and answers on the CSA 2010 program.

Should you have any questions about these new forms or drug and alcohol testing requirements, please contact Mark S. Morgan, Esq., PMAA Regulatory Counsel at 202.364.6767.
 

 

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